Blog Post

The 2023 Names Rule Amendment: An Unnecessary, Unjustifiable, and Consequential Expansion

Matteo DeVincenzo. 

In 2001, the SEC implemented the Names Rule to protect investors by ensuring that mutual funds invest in a manner consistent with their names. In 2023, however, the SEC amended the rule in a way that is unnecessary, unjustified, and consequential. As the 2026 compliance deadline approaches, the fund industry faces significant and immediate challenges unless the 2023 Names Rule Amendment is repealed or revised.

Full Article